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For Whom?
While reading secondary texts about Sophocles’ Theban Plays, I found an interesting note about lines 1153-4 of Oedipus Rex. The note is relevant not just for analyzing the play itself but also for contemporary political discussions.
Oedipus is trying to uncover the truth about his identity and his past. At this stage of the play, Oedipus suspects that his identity connects with King Laius. As part of his investigation, Oedipus sends for a herdsman known to have been in Laius’ service. When the herdsman arrives, Oedipus starts questioning him about a child given to him by Laius to abandon in the mountains. The herdsman initially refuses to speak, but Oedipus threatens him with pain:
If you’ll not talk to gratify me, you will talk with pain to urge you. (Oedipus Rex, line 1153)
The herdsman is not a slave, but the use of pain to get the truth was a familiar practice to Athenians. Athenian law not only permitted the use of torture, but required it for slaves giving evidence in court (Sophocles & Segal, 1994, p. 195). The Romans had a similar idea. In Greek and Roman political thought, it was often thought that slaves are truthful if and only if they are subjected to torture.
What reason lies underneath this belief? Slaves had drastically different incentive structures because of their material conditions. Slaves, it was thought, would only testify to those things they believed would please their master. Slaves, being subject to punishment, had the incentive to lie, and the Greeks and Romans used torture to overcome this incentive. While their solution is detestable, the Greeks and Romans highlighted a vital problem: material conditions influence an individual’s willingness to tell the truth.
For example, a Marxist might say that what the bourgeoisie say depends on what their master (the market) wants. Someone may be less likely to speak the truth if they believe that doing so could result in a loss of income, resources, social status, etc.
According to Lenin, politics is concerned with the question of “who, whom?” (Trotsky, 1925; Bell, 1958; Suvin, 2006). Following the formula, we can always break down abstract political statements into statements about specific people doing specific things to specific others (Geuss, 2008, pp. 23-4). The discussion above, however, suggests that Lenin’s formula is incomplete. We must ask an additional question.
This other question is: “for whom?” When thinking about politics, we must consider agency, power, interests, and the relations between these. Who benefits from telling the truth? Who benefits from lying? How do material conditions influence whether telling the truth is in this person’s/group’s interest? These are the questions we must always keep in mind.
References
Bell, D. (1958). Ten Theories in Search of Reality: The Prediction of Soviet Behavior in the Social Sciences. World Politics, 10(3), 327–365. https://doi.org/10.2307/2009491
Geuss, R. (2008). Philosophy and real politics. Princeton University Press. https://books.google.ge/books?id=_lNcnK1XvB0C
Sophocles, & Segal, C. (1994). The Theban Plays: Introduction by Charles Segal (J. P. Hogan, Ed.; D. Grene, Trans.). Everyman’s Library.
Suvin, D. (2006). Terms of power, today: An essay in political epistemology. Critical Quarterly, 48(3), 38–62. https://doi.org/10.1111/j.1467-8705.2006.00720.x
Trotsky, L. (1925). Towards Capitalism or Towards Socialism? The Labour Monthly. https://www.marxists.org/archive/trotsky/1925/11/towards.htm
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Blame Machine
What’s your most radical and controversial view about ethics? My answer: I don’t believe in moral responsibility. Believing in moral responsibility requires that you ascribe agency to human beings, and I don’t: if we’re all just cogs in the machine, blame is always inappropriate. I can’t blame you for something you couldn’t have helped doing. We’re all familiar with making choices. Categories like responsibility, blame, guilt, revenge, and consent presuppose human agency. But this doesn’t change the fact that “there is in the mind no volition” (Spinoza, 1677/1910, p. 75). You are a force that changes the universe, yes, but you don’t decide how you will do so. In this essay, I want to reexamine concepts like blame and moral responsibility in light of my firm conviction that human beings don’t have agency. I will discuss whether these concepts are harmful and propose arguments for why they are fictional.
People often use the repercussions of determinism regarding the justice system as a practical argument for free will. Yet this has nothing to do with its actual existence. So free will is thought of as a Platonic noble lie (Plato, Republic, Book III, 414c). But even the benefits of this illusion are questionable. Yes, we must radically reassess moral responsibility, blame, praise, guilt, revenge, and similar concepts in light of determinism, but do you see a convincing consequentialist case against doing so? The justice system doesn’t necessarily have to rest on the assumption that human beings have moral agency. Punishment with the aim of prevention is still fully compatible with strong determinism. All that needs to change is our view of the relationship between blame and causation.
Let’s take a famous example from 18th-century history: The execution of King Louis XVI at the hands of Charles-Henri Sanson. Now, we would all say that Sanson caused Louis XVI’s death. But the disagreement between determinists and non-determinists is about blame and responsibility, not causation. So a determinist would say that even though Sanson caused the king’s death, he is not to blame, i.e., he is not responsible. All this sounds too radical, but here’s my reasoning: If the executioner is just as much a machine as the guillotine, then blaming him is as absurd as blaming the guillotine. The guillotine is just as much a cause of Louis XVI’s death as Sanson is, but it’s not responsible because it has no agency. I can’t blame the killer or the bullet. And if I can’t blame killers, I can’t punish them for punishment’s sake.
When I was in high school, I remember having a discussion with one of my teachers about the death penalty. We were analyzing a specific scenario: imagine that there is a prisoner so dangerous that the only options we have are life imprisonment and execution. If the prisoner prefers execution, should we administer it? My teacher’s answer was no. Her answer was not necessarily problematic, but her reasoning was: She said that we shouldn’t administer the death penalty because that wouldn’t be severe enough. All this sounds so evil to me because I don’t recognize punishment for punishment’s sake as anything other than madness. In a deterministic world, such ‘justice’ makes no sense. The conclusion that punishment of this kind is unjust follows from the premise that free will doesn’t exist.
If humans have no agency, a murderer doesn’t choose to kill. An amalgamation of forces moves the murderer toward that action. No one can claim to know all of those in any specific case, but that’s not necessary for the soundness of my argument. As for punishment, it doesn’t matter whether the murderer had the choice to kill or not. What matters is that we can reasonably expect similar behavior from the murderer in the future, so we must do what we can to prevent it. I don’t want to defend utilitarianism, but it is also compatible with strong determinism. If a utilitarian claims that the pleasure gained by the offended, for example, outweighs the pain inflicted upon the offender and, therefore, punishment is justified, then determinism has nothing to say for or against doing so. So we see that even if we remove blame from the equation, we can still use the concept of justice.
As a case study of how a deterministic moral framework could function, we may consult the Odyssey. In Homeric Greece, the problems of voluntary/involuntary action and the riddles concerning free will do not arise. There was no concept of will, so the moral vocabulary looked quite different. It doesn’t matter whether you could’ve acted courageously or the circumstances made it impossible for you to do so. You still wouldn’t be considered courageous. Odysseus can blame the suitors for having false beliefs (Homer, Odyssey, Book XXII) even though we would today think of having a false belief as an involuntary error. As MacIntyre explains, “it is not that Homer thinks that beliefs are voluntary; he is engaged in an assessment to which what the agent could or could not have done otherwise is irrelevant” (MacIntyre, 1966/2017, p. 7).
Almost any tragedy from Ancient Greece, and most famously Oedipus Rex, implicitly confronts us with the problem of free will. We see Oedipus try to avoid his destiny and achieve the exact opposite. While Sophocles had no concept of free will, he would probably have agreed that usually, we don’t see the true causes behind our actions, even when we think we’re acting freely. Even when we are the cause, we don’t choose to be.
After considering Homer and Sophocles, we can also look at Aristotle’s case. He expounds on a theory of voluntary and involuntary actions that obsoletes the concept of free will. He divides actions into voluntary and involuntary ones based on their causes. Actions that are caused by chance or necessity are involuntary, while those caused by one’s own wants and habits are voluntary. Note that each kind of action still has a cause that we don’t “control”:
Now, all human actions are either the result of man’s efforts or not. Of the latter some are due to chance, others to necessity. Of those due to necessity, some are to be attributed to compulsion, others to nature, so that the things which men do not do of themselves are all the result of chance, nature, or compulsion. As for those which they do of themselves and of which they are the cause, some are the result of habit, others of longing, and of the latter some are due to rational, others to irrational longing. Now wish is a rational longing for good, for no one wishes for anything unless he thinks it is good; irrational longings are anger and desire. Thus all the actions of men must necessarily be referred to seven causes: chance, nature, compulsion, habit, reason, anger, and desire. (Aristotle, Rhetoric, Book I, Chapter 10, Sections 7-8)
We cannot control our appetites, anger, reasoning, and habits. All this is because we cannot control who we are and what we think. To understand this, consider the following question: How do your thoughts arise? Not through any conscious decision on your part. Could it even be possible to decide what and when to think? No. The succession of thoughts always is and can only be unplanned.
Imagine the opposite: a thought, X, arises because of a preceding decision. I decide to think about X. But for this to be voluntary, I would have to decide to decide what to think. I would have to decide: I am going to decide whether to think X or something else. Even if this happened, I am in an infinite regress. At a certain point, the cause of my thoughts will necessarily be outside of my control. Furthermore, at any point in this chain, the decision is determined.
In the form in which it comes, a thought is a sign with many meanings, requiring interpretation or, more precisely, an arbitrary narrowing and restriction before it finally becomes clear. It arises in me – where from? How? I don’t know. It comes, independently of my will, usually circled about and clouded by a crowd of feelings, desires, aversions, and by other thoughts, often enough scarcely distinguishable from a ‘willing’ or ‘feeling’. It is drawn out of this crowd, cleaned, set on its feet, watched as it stands there, moves about, all this at an amazing speed yet without any sense of haste. Who does all this I don’t know, and I am certainly more observer than author of the process. Then its case is tried, the question posed: ‘What does it mean? What is it allowed to mean? Is it right or wrong?’ – the help of other thoughts is called on, it is compared. In this way thinking proves to be almost a kind of exercise and act of justice, where there is a judge, an opposing party, even an examination of the witnesses which I am permitted to observe for a while – only a while, to be sure: most of the process, it seems, escapes me. – That every thought first arrives many-meaninged and floating, really only as the occasion for attempts to interpret or for arbitrarily fixing it, that a multitude of persons seem to participate in all thinking – this is not particularly easy to observe: fundamentally, we are trained the opposite way, not to think about thinking as we think. The origin of the thought remains hidden; in all probability it is only the symptom of a much more comprehensive state; the fact that it, and not another, is the one to come, that it comes with precisely this greater or lesser luminosity, sometimes sure and imperious, sometimes weak and in need of support, as a whole always exciting, questioning – because every thought acts as a stimulus to consciousness – in all of this, something of our total state expresses itself in sign form. (Nietzsche, 2003, pp. 34-35)
So the ‘I’ that thinks is itself a construction of thinking. The conjunction ‘I think’ is a grammatical convention that might not correspond to reality. Nietzsche’s claim that “something can be a condition of life and nevertheless be false” (Nietzsche, 2003, p. 21) applies equally well to the thinking ‘I’ and to free will. You are not the thinking I. The ‘I’ feels, observes, and experiences. It doesn’t decide. If all this follows from determinism, then it is understandable why people often consider it a nihilistic worldview. Despite my belief that true nihilists don’t exist, this is a fair objection and merits a response.
I think the objection arises out of a different understanding of the relationship between being a cog in the machine and being coerced. I do not claim that we are just acted upon by outside forces, making all actions coercive. And, of course, no one likes being coerced all the time. But the nonexistence of free will doesn’t imply that all we do, we do reluctantly or against our will. “The absolute necessity of everything that happens contains no element of compulsion” (Nietzsche, 2003, p. 62). I claim that we also partially comprise those forces. You can influence the life of someone in good or bad ways. You can be the cause of someone’s happiness or pain. The fact that your behavior is determined doesn’t change this. You can’t be blamed or credited for who you are and what you do, but you can still be honest or dishonest, courageous or cowardly, proud or humble, and so on. There is no element of unpleasant compulsion in any of this. No one compels you to act against your will. It’s just the way the machine operates.
The offence taken at the doctrine ‘of the unfreedom of the will’ is that it seems to assert ‘you do what you do not voluntarily but unwillingly, i.e., under coercion’. Now, everyone knows how it feels to do something unwillingly, that is, reluctantly, ‘against your will’ – and one doesn’t concede that, because one does many things, in particular many ‘moral’ things, gladly. One thus understands ‘unfree will’ as meaning ‘a will coerced by an alien will’, as if the assertion were: ‘Everything you do, you do under coercion by somebody else’s will’. Obedience to one’s own will is not called coercion, for there is pleasure in it. That you command yourself, that is ‘freedom of will’. (Nietzsche, 2003, p. 57)
Free will may not exist, but the distinction between free men and slaves, like the distinction between voluntary and involuntary actions in Aristotle’s theory, remains. You may still know which actions are good for you and perform those, hence being free. Alternatively, being ignorant of your good coerces you to act in a way that is contrary to your actual will.
We shall easily see what is the difference between a man who is led by opinion or emotion and one who is led by reason. The former, whether he will or not, performs things of which he is entirely ignorant; the latter is subordinate to no one, and only does those things which he knows to be of primary importance in his life, and which on that account he desires the most; and therefore I call the former a slave, but the latter free. (Spinoza, 1677/1910, pp. 186-187)
Augustine needed the concept of free will to explain the problem of evil. God is all-good and all-powerful, so why do atrocities happen? Because God preferred to give us free will rather than make us slaves to destiny. This belief has persisted even among atheists due to inertia and its intuitiveness. So what is the practical significance of refuting responsibility and blame? Why go against everyday experience and common sense?
My issue with the concept of free will, when it comes to politics, is the notion of just desert that comes with it. If there is no free will, no one is inherently more deserving than anyone else. And the only reasons for permitting inequalities would be practical ones (Studebaker, 2013). So, for example, in a determinist world, the only reason to pay a neurosurgeon more than one pays an architect would be that being a neurosurgeon requires more years of training and is a more difficult job. Consequently, we need to give them a stronger incentive so that the profession does not die out. We would never pay doctors more because they are inherently more deserving or meritorious.
The other reason for problematizing moral responsibility, blame, and guilt are their usefulness to the oppressors. The concept of punishment for the sake of punishment that I wrote about in the beginning would not exist if not for the invention of free will:
Today we have no sympathy anymore for the concept of “free will”: we know only too well what it is—the most disreputable of all the theologians’ tricks, designed to make humanity “responsible” in the theologians’ sense, that is, to make it dependent on them . . . Here I am simply offering the psychology of all making-responsible.—Wherever responsibilities are sought, what tends to be doing the seeking is the instinct of wanting to punish and rule. One has stripped becoming of its innocence when some state of being-such-and-such is traced back to will, to intentions, to acts: the doctrine of the will was essentially invented for purposes of punishment, that is, for purposes of wanting to find people guilty. (Nietzsche, 1889/1997, p. 35)
Blame is, therefore, a machine for oppression. Thought up by the powerful to satisfy the desire to punish and suppress. Blaming the people is like blaming the bullets. What we can do and what we cause are not up to us. Like impersonal forces that have no agency, we make things happen. Whether we like it or not, what we want and when we want it is not for us or anyone else to decide. It’s just how we are and always will be. As Luther would say: “Hier stehe ich, ich kann nicht anders.” I know this vision doesn’t sound all that attractive. You may agree with Nietzsche and say that “truth is terrible” (Nietzsche, 1908/2018, p. 84.). I might not be able to change your mind. It is not my intention to convince as many people as possible. I’m no missionary. In my personal experience, I’ve found that people seem very keen on denying these claims, so I wouldn’t expect an essay to succeed. But here, I tried at least to make you consider these questions, even if they seem so contrary to what you currently believe.
references
- Aristotle (1926). Rhetoric. In Aristotle in 23 Volumes, Vol. 22. Harvard University Press. http://www.perseus.tufts.edu/hopper/text?doc=Perseus:text:1999.01.0060
- Homer. Odyssey. http://www.perseus.tufts.edu/hopper/text?doc=Perseus:text:1999.01.0136
- MacIntyre, A. (2017). A Short History of Ethics: A History of Moral Philosophy from the Homeric Age to the Twentieth Century, Second Edition. University of Notre Dame Pess. (Original work published 1966)
- Nietzsche, F. (1997). Twilight of the Idols, Or, How to Philosophize with the Hammer. Hackett Pub. (Original work published 1889)
- Nietzsche, F. (2003). Nietzsche: Writings from the Late Notebooks. Cambridge University Press.
- Nietzsche, F. (2018). Ecce Homo: How One Becomes What One Is. Immortal Books. (Original work published 1908)
- Plato. Republic. http://www.perseus.tufts.edu/hopper/text?doc=Perseus:text:1999.01.0168
- Sophocles. Oedipus Rex. http://www.perseus.tufts.edu/hopper/text?doc=Perseus:text:1999.01.0192
- Spinoza. (1910). Ethics. http://archive.org/details/in.ernet.dli.2015.263056 (Original work published 1677)
- Studebaker, B. (2013, May 2). Leftism and Determinism Part I. https://benjaminstudebaker.com/2013/05/02/leftism-and-determinism-part-i/
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St. Borges of Canterbury
In El Hacedor (1960), known in English as Dreamtigers, Jorge Luis Borges includes an ironic ontological argument for the existence of God. The intention might have been ironic, but whether the proof succeeds has nothing to do with the original intentions. So in this essay, I want to analyze whether that argument is valid and whether it is sound. Here is the original Spanish and its translation:
Cierro los ojos y veo una bandada de pájaros. La visión dura un segundo o acaso menos; no sé cuántos pájaros vi. ¿Era definido o indefinido, su número? El problema involucra el de la existencia de Dios. Si Dios existe, el número es definido, porque Dios sabe cuántos pájaros vi. Si Dios no existe, el número es indefinido, porque nadie pudo llevar la cuenta. En tal caso, vi menos de diez pájaros (digamos) y más de uno, pero no vi nueve, ocho, siete, seis, cinco, cuatro, tres o dos pájaros. Vi un número entre diez y uno, que no es nueve, ocho, siete, seis, cinco, etcétera. Ese número entero es inconcebible; ergo, Dios existe. (Borges, 1960/1972, p. 27)
I close my eyes and see a flock of birds. The vision lasts a second or perhaps less; I don’t know how many birds I saw. Were they a definite or an indefinite number? This problem involves the question of the existence of God. If God exists, the number is definite, because how many birds I saw is known to God. If God does not exist, the number is indefinite, because nobody was able to take count. In this case, I saw fewer than ten birds (let’s say) and more than one; but I did not see nine, eight, seven, six, five, four, three, or two birds. I saw a number between ten and one, but not nine, eight, seven, six, five, etc. That number, as a whole number, is inconceivable; ergo, God exists. (Borges, 1970, p. 29)
Fragment of # 1171, 1987-2018 by Yamamoto Masao Before I discuss the validity and soundness of the paragraph, I want to specify what each of those means. An argument is formally valid if it is impossible that the premises are true and the conclusion is false. So validity doesn’t guarantee the truth of the conclusion. It just means that if the premises are true, so is the conclusion. The soundness of an argument is the real test of its truth value. If the argument is sound, it is both valid and true.
If we break down the paragraph into sections, we get the following:
- “I close my eyes and see a flock of birds.“
In this section, Borges parodies René Descartes’ third meditation but doesn’t follow him in effacing all images of corporeal things from his mind:
Claudam nunc oculos, aures obturabo, avocabo omnes sensus, imagines etiam rerum corporalium omnes vel ex cogitatione mea delebo, vel certe, quia hoc fieri vix potest, illas ut inanes et falsas nihili pendam, meque solum alloquendo, et penitius inspiciendo, meipsum paulatim mihi magis notum et familiarem reddere conabor.
I will now close my eyes, I will stop my ears, I will turn away my senses from their objects, I will even efface from my consciousness all the images of corporeal things; or at least, because this can hardly be accomplished, I will consider them as empty and false; and thus, holding converse only with myself, and closely examining my nature, I will endeavour to obtain by degrees a more intimate and familiar knowledge of myself. (Descartes, 1641/1912, p. 95)
The image is, of course, unique to Borges. No one can have the same mental image of a flock of birds. But the concept has universal resonance because anyone who engages in the argument imagines a unique flock of birds. And the validity of the proof doesn’t depend on the characteristics of some specific flock of birds. This part is a novelty for ontological arguments. St. Anselm of Canterbury, the inventor of the first and most famous ontological argument, used definitions and concepts to make his argument, not mental images (Anselm, 1078/1903).
- “The vision lasts a second or perhaps less; I don’t know how many birds I saw.“
Borges knows that he saw several birds but doesn’t know how many. His argument is, therefore, at odds with other ontological arguments. Anselm, Descartes, Leibniz, and others don’t have space for uncertainties. The part about how long the vision lasts is crucial because there cannot be enough time to count all the birds.
- “Were they a definite or an indefinite number?“
We know that the number of birds Borges or we as readers saw cannot be indefinite. There was a specific image we saw. If only we had that image fixed somewhere, we could look at it again and count the number. So the number of birds must have been finite.
- “This problem involves the question of the existence of God. If God exists, the number is definite, because how many birds I saw is known to God. If God does not exist, the number is indefinite, because nobody was able to take count.“
Here we have the main argument. It assumes that the number could have been definite if and only if (iff) some sentient creature knows it. But this isn’t very convincing. No one knows about the existence of some planets, but this doesn’t mean they can’t exist. And we may find later that they exist. Similarly, maybe in 300 years, we will invent a way to go back and rewatch every thought of every human being that ever lived. Of course, if we find out that the flock Borges imagined consisted of 9 birds, this would prove that the number was always definite.
- “In this case, I saw fewer than ten birds (let’s say) and more than one; but I did not see nine, eight, seven, six, five, four, three, or two birds. I saw a number between ten and one, but not nine, eight, seven, six, five, etc. That number, as a whole number, is inconceivable; ergo, God exists.“
Borges claims that he saw an indefinite number of birds if no one could count them. Therefore, God must exist because indefinite whole numbers between 1 and 10 cannot exist. But again, the main issue is the assumption that if no one knows how many birds I saw, then the number must be indefinite.
If we turn all this into syllogisms, we get:
- P1. If the number of birds is definite, God exists.
- P2. The number of birds is definite.
- ∴ God exists.
- P1′. If God doesn’t exist, the number of birds is indefinite.
- P2′. The number of birds cannot be indefinite.
- ∴ God exists.
The first argument is an example of affirming the antecedent (modus ponens). The second is an example of denying the consequent (modus tollens). So both are deductively valid. Here’s a formalized version to prove their validity:
- P1. p→q (if p, then q)
- P2. p
- ∴ q (therefore q)
- P1′. ¬q→¬p (if not q, then not p)
- P2′. p
- ∴ q (therefore q)
So the arguments are valid, but are they sound? It is almost always impossible to decisively prove the soundness of a philosophical argument, but I believe these arguments aren’t. And Borges would probably agree. They are not sound because premises P1 and P1′ are very dubious. As I already mentioned, the number can be definite even if no one knows it. Criticisms like this one, however, cannot be applied to the ontological arguments proposed by Anselm, Descartes, Leibniz, Gödel, Plantinga, or others because this ironic paragraph by Borges has neither the same intentions nor the same form.
References
- Anselm, St. (1903). Proslogium; Monologium: An Appendix In Behalf Of The Fool By Gaunilo; And Cur Deus Homo. (Sidney Norton Deane Trans.). The Open Court Publishing Company. https://sourcebooks.fordham.edu/basis/anselm-proslogium.asp (Original work published 1078)
- Borges, J. L. (1970). Dreamtigers. E. P. Dutton & Co., Inc.
- Borges, J. L. (1972). El hacedor. Alianza Editorial. (Original work published 1960)
- Descartes, R. (1912). A discourse on method ; Meditations on the first philosophy ; Principles of philosophy. London : Dent ; New York : Dutton. http://archive.org/details/discourseonmetho1912desc (Original work published 1641)
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Aesthetic Decisions
There’s a picture of Rosalind E. Krauss that always makes me want to write. Some phrases, such as “stand by your text” and “to know, one must burn,” (Calasso, 2014) make me want to argue. Some paintings, such as The Minotaur by G. F. Watts, make me want to endure suffering. Thinking about certain people makes me want to read. Looking at pictures of Luhmann’s Zettelkasten makes me want to do research. What I want to show with this is how important aesthetics are for our decisions.
So what exactly do I mean by aesthetics? I could go through the etymology and the definition of aesthetics, but this won’t capture what I mean. The examples above should suffice since aesthetics is a family resemblance concept: aesthetics might not have a fixed essence. There may instead be a “network of similarities overlapping and criss-crossing” in the sense Nietzsche introduced and Wittgenstein developed (Wittgenstein, 1953/2010, p. 36). There are no exact standards for what counts as a sufficiently strong resemblance for the term ‘aesthetics’ to be applicable.
Our entire lives are, in a sense, governed by aesthetic categories. I admit that my view of what’s “good for me” is based ultimately on aesthetics (and probably, so is yours). I would follow Nietzsche in claiming that the good life is not ‘useful,’ ‘moral,’ or ‘authentic,” but admirable. To use Plato’s terminology, this is a very silver (Plato, Republic) way of thinking. And admiration is an aesthetic category (Geuss, 2009, p. 95).
Both admiration and disgust can be seen as powerful forces which move human beings to action. For Nietzsche, some of the most important characteristics of a person are her or his aesthetic preferences. Specifically, preferences concerning feelings of admiration and disgust (Geuss, 1999, p. 187).
What is instinctively repugnant to us, aesthetically, is what the very longest experience has demonstrated to be harmful, dangerous, suspect to man: the aesthetic instinct which suddenly raises its voice (e.g., when we feel disgust) contains a judgement. To this extent, the beautiful belongs within the general category of the biological values of the useful, beneficent, life-intensifying: but in such a way that many stimuli which very distantly remind us of and are associated with useful things and states arouse in us the feeling of the beautiful, i.e., of growth in the feeling of power. (Nietzsche, 2003, p. 201-202)
Yet different people experience what Nietzsche calls the “value feeling of the beautiful” through different things. The experience of beauty and ugliness cannot in any way be objective: “To experience a thing as beautiful necessarily means experiencing it wrongly” (Nietzsche, 2003, p. 203). But there is one thing aesthetic categories have that ethical ones lack: they are almost always resistant to our will.
There are no ‘objectively’ admirable or disgusting properties, but it is also true that we can’t simply decide to feel admiration or disgust. These feelings aren’t subject to arbitrary decisions. I can’t ‘decide’ to no longer find a girl beautiful. You can’t ‘decide’ to find Scarpa’s Tomba Brion disgusting. How much you can control what arouses these feelings in you will depend partially on your personality.
To freely have or not have your affects, your pros and cons, to condescend to them for a few hours; to seat yourself on them like you would on a horse or often like you would on an ass: – since you need to know how to use your stupidity as well as you know how to use your fire. (Nietzsche, 1886/2002, p. 171)
REFERENCES
- Calasso, R. (2014). Ardor. Penguin UK.
- Wittgenstein, L. (2010). Philosophical Investigations. John Wiley & Sons. (Original work published 1953)
- Plato. Republic.
- Geuss, R. (2009). Outside Ethics. Princeton University Press.
- Geuss, R. (1999). Morality, Culture, and History: Essays on German Philosophy. Cambridge University Press.
- Nietzsche, F. (2003). Nietzsche: Writings from the Late Notebooks. Cambridge University Press.
- Nietzsche, F. (2002). Nietzsche: Beyond Good and Evil: Prelude to a Philosophy of the Future. Cambridge University Press. (Original work published 1886)
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The White Tail of Milan
In 1609, Paolo Morigia wrote of the uninterestingness of the Milanese palazzi from the outside, yet compared the interiors to “paradises on earth” (Ballabio et al., 2017, p. 11). If Morigia was alive in the 1970s, he might have said the same of the Milanese “red dinosaur with a white tail,” commonly known as the Monte Amiata, a housing complex in the Gallaratese district by Carlo Aymonino and Aldo Rossi. This essay will focus primarily on building D: the simplest of the five and the only one designed by Rossi. A piece of architecture that conceals its internal variability through its façades, emphasizes some of its parts by cancelling out others, and reminds us of history.
Rossi’s publication Architettura della città, of 1966, was the culmination of his initial research and the foundation of his semiotic interpretation of buildings as urban artifacts. He desired an architecture that came from the old city, an architecture of the city. He investigated the city’s finite parts, its individual buildings, each invested with a distinct character. By architecture, he said, “I mean not only the visible image of the city and the sum of its different architectures, but architecture as construction, the construction of the city over time.” (Kirk, 2005, p. 208)
In November of 1967, Aymonino invited Rossi to design the Northern extension of the complex. Rossi proposed a white, elongated slab with shared galleries, “a building form as recognizable to Italians as town houses are to the English”(Kirk, 2005, p. 210).
West elevation and its proportions East elevation and its proportions The complex deliberately ignores the surroundings and establishes its point of reference. It has its own oppositions and similarities, exposed structures and concealed corridors. Yet the exterior of building D relates more to the outside than to its inner logic. Rossi went against the tendency of modernist architects to directly express the structure through the elevations.
Consider, for example, Eero Saarinen’s conviction that the beauty of his CBS building consists in it being the simplest skyscraper statement in New York. “When you look at this building,” he said, “you will know exactly what is going on” (Baird, 1969/2000, p. 45). Rossi’s approach, as we will see, is in stark contrast to this.
Rossi was working when architecture neither supported the coherence of a modern style nor took a reactionary stance against the modern; it mostly aspired simply to represent an evolution of modern innovations. (Eisenman & Iturbe, 2020, p. 46)
If Eisenman is right, Rossi’s building is not postmodern—it is late modern. It owes much to Le Corbusier’s Unité d’habitation and is in a sense its development, but saying this doesn’t capture the novelties of this work. It also owes much to the Milanese case di ringhiera (“guard rail houses”), a type of housing with several apartments sharing an open gallery on each floor.
A casa di ringhiera by Paolo Monti (Milan, 1970) [1] The building, however, is still quite idiosyncratic. Even within the Monte Amiata complex, it stands in obvious opposition to Aymonino’s machine-like complexity and individuation of parts into discrete elements.
In the Gallaratese Quarter in Milan, in opposition to the moderated expressionism of Carlo Aymonino, who articulates his residential blocks as they converge upon the hub of the open-air theatre in a complex play of artificial streets and tangles, Rossi sets the hieratic purism of his geometric block, which is kept aloof from every ideology, from every utopian proposal for a “new lifestyle.”
The complex designed by Aymonino wishes to underscore each solution, each joint, each formal artifice. Aymonino declaims the language of superimposition and of complexity, in which single objects, violently yoked together, insist upon flaunting their individual role within the entire “machine.” These objects of Aymonino’s are full of “memories.” And yet, quite significantly, Aymonino, by entrusting to Rossi the design for one of the blocks in this quarter, seems to have felt the need to stage a confrontation with an approach utterly opposed to his own, that is, with a writing in which memory is contracted into hieratic segments. It is here that we find, facing the proliferation of Aymonino’s signs, the absolute sign of Rossi, involuntarily and cunningly captured by the play of that proliferation. (Tafuri, 1974/2000 pp. 156-7)
Building B If we compare Rossi’s building to modernist ones, several of its characteristics mark it as distinct in style. Both façades are flat with an array of functionally unnecessary pillars and square openings at regular intervals. The West façade might seem so repetitive that the arrays should become meaningless like background noise—emphasizing the part that rests on cylindrical columns—but irregular balconies and window blinds make the façade more chaotic than it seems at first.
The forms of the International Style of the twenties (in Italy called Rationalist) are revived, simplified, clarified, made stiff and static. Architecture is reduced to its geometric essentials in the typical Neoclassic way, recalling that of Ledoux. It is very Italian: the conception is on the one hand utterly immaterial and Neoplatonic, all pure idea and primary shapes in the ancient tradition of Renaissance humanist theory. But, as is also typical of Italian architecture, the forms are also very physical. They are heavy—in which they differ most from their Rational predecessors—solemn, and insistently repetitive, casting ominous shadows like those painted by de Chirico so long ago. (Scully, 2003, p.163)
Misterio y Melancolía de una Calle by Giorgio de Chirico (1914) [2] Following Adolf Loos, Rossi uses no stylistic ornamentation. His “white blade” calls up images of ancient colonnades and de Chirico paintings, the Monastery of San Paio de Antealtares and the Milanese case di ringhiera, Le Corbusier’s Unité and Louis Kahn’s drawing of the hypostyle hall at Karanak through primary elements: doors, windows, walls, columns, stairs, and openings.
The east façade, the one you see first when entering the complex from the metro station, is a screen in front of a corridor which conceals the irregularity of doors and windows on the inside. It makes the corridor a space that is neither outside nor inside. Moreover, the square openings make us think that the building has two floors of apartments, when in fact it has three.
East façade screen and corridor As such, this outer façade is like a mask with openings at an urban scale that do not correspond to individual rooms inside and that obscure the domestic scale behind it. This “frees” the façade from the logic of function, which differs from the modern free façade that “freed” itself from the logic of structure. (Eisenman & Iturbe, 2020, p. 51)
The opposite façade operates within a similar framework: it is regular with three strips of square openings but also obscures the variability inside. The apartments have balconies at specific intervals, but this is not apparent from the outside.
West façade screen and balconies Following Le Corbusier, the building stands on a colonnade. Here, however, the columns can also be seen as walls which partially enclose the gallery inside. The depth of these columns makes the outside visible only if we look directly—when looking at an angle, all we see is an array of walls and shadows.
Rossi’s work—both at the urban and domestic scale—counters Le Corbusier’s insistence that modernism marked a divisive moment in history against which one could measure a before and an after. Rossi espoused a more nuanced notion of time, studying transformations in the urban fabric across time. For Rossi, there was no single moment that marked a new beginning in the city, as evidenced by his interest in Canaletto’s “capricci” or his collaboration with Arduino Cantafora on the mural Città Analogica of 1973 and his own collage of the same name of 1976. (Eisenman & Iturbe, 2020, p. 54)
Another feature of this building is the contrast between inner luminosity and outer darkness. In a 17th century Spanish monastery, Rossi “noted a striking luminosity which contradicted the nearly prison-like aspect of the exterior façade. The same shouts that reached the outside of the convent were perceived on the inside with even greater sharpness, as in a theater. In the same way the young man’s eyes perceive the sight of the exterior as in a theater, or as one who watches a performance” (Rossi, 1981/2009, p. 3).
Mosteiro de San Paio de Antealtares, Spain [3] How is this effect achieved? The corridor, the frequency of windows, and their size. When looking at the east façade, the only thing we see through the screen is the dark ceiling of the corridor. Inside, the sun illuminates our path.
Analyzed in this way, we can see where Aldo Rossi diverged from his modernist predecessors and where he followed them. We can see how a building can conceal variability through repetition, look dark yet lack no illumination, emphasize its parts through noise, ignore its context yet look familiar, and simultaneously remind us of housing blocks, paintings, prisons, and monasteries.
REFERENCES
- Baird, G. (1969). “La Dimension Amoureuse” in Architecture. In Hays, K. M. (2000). Architecture Theory since 1968. MIT Press.
- Ballabio, F., Hockemeyer, L., Sherer, D., & Sparke, P. (2017). Entryways of Milan. Taschen.
- Eisenman, P., & Iturbe, E. (2020). Lateness. Princeton University Press.
- Kirk, T. (2005). The Architecture of Modern Italy: Visions of Utopia, 1900-Present – Volume 2. Princeton Architectural Press.
- Rossi, A. (2009). Autobiografia scientifica. Il Saggiatore. (Original work published 1981)
- Scully, V. J. (2003). Modern Architecture and Other Essays. Princeton University Press.
- Tafuri, M. (1974). L’Architecture dans le Boudoir: The Language of Criticism and the Criticism of Language. In Hays, K. M. (2000). Architecture Theory since 1968. MIT Press.
- By Paolo Monti – Available in the BEIC digital library and uploaded in partnership with BEIC Foundation. The image comes from the Fondo Paolo Monti, owned by BEIC and located in the Civico Archivio Fotografico of Milan., CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=48047856
- https://www.wikiart.org/en/giorgio-de-chirico/mystery-and-melancholy-of-a-street-1914
- By Graeme Churchard from Bristol (51.4414, -2.5242), UK – Santiago de Compostela, Spain-29Uploaded by tm, CC BY 2.0, https://commons.wikimedia.org/w/index.php?curid=25513783
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How Not to Do Things With Buildings
Architects occasionally make buildings to say something. Some think that if a building does not intentionally convey a message, it’s not “real” architecture. Eero Saarinen’s TWA Flight Center has a form that symbolizes flight, Daniel Libeskind claims that the form of his Jewish Museum Berlin comes from connecting the lines from the death camps to the site (Eisenman & Harrison, 2008, pp. 235-6), Peter Eisenman’s Memorial to the Murdered Jews of Europe intentionally looks like a graveyard, Mies van der Rohe’s Memorial to Rosa Luxemburg and Karl Liebknecht is a brick wall because that’s what was in front of them when they were shot, in a more vulgar case we have the Walt Disney World Dolphin and Swan Hotels by Michael Graves which have giant dolphin and swan statues on them.
What do these buildings tell us? In the first case, perhaps the message is “I am an airport”, in the last: “I am the Dolphin/Swan hotel”. The other projects are captivating for different reasons, and the symbolism of a memorial does not lessen its value. But are the messages themselves interesting? Is it worth it to worsen the acoustics of a conservatory to make it look like a musical instrument? Or double the cost of an airport to make it look like a bird?
You may accuse me of reductivism and point out that we can also reduce the premise of a poem or a Shakespeare play to a trite sentence. The premise of Macbeth, for example, might be “ruthless ambition leads to its own destruction” (Egri, 1960, p. 4). But there’s much beyond this premise (for an excellent analysis, see “Macbeth or Death-Infected” in Kott, 1961/2015), and the simplicity of the premise in no way makes the play worse. While in the case of architecture, the attempt to say something often takes away from aesthetics or functionality.
No building can avoid being symbolic in some sense but architecture made with the primary intent of conveying a message, usually at the expense of some other design aspect, is a different story. So why is deliberate symbolism preferable to accidental symbolism? Such architecture is too uninteresting to make up for the sacrifices it makes.
Take, for example, the poem “In a Station of the Metro” by Ezra Pound:
The apparition of these faces in the crowd:
Petals on a wet, black bough.
If we analyzed this in terms of its premise, the result would inevitably be underwhelming. Poetry loses its value when it is not obscure. Similarly, if the only value of a building is its message, then it’s not a very interesting building. And the message itself tends to be disappointingly banal.
Contemporary architecture should be just as radical as contemporary music. But there are limits. Although a work of architecture based on disharmony and fragmentation, on broken rhythms, clustering and structural disruptions may be able to convey a message, as soon as we understand its statement our curiosity dies, and all that is left is the question of the building’s practical usefulness.
Architecture has its own realm. It has a special physical relationship with life. I do not think of it primarily as either a message or a symbol, but as an envelope and background for life which goes on in and around it, a sensitive container for the rhythm of footsteps on the floor, for the concentration of work, for the silence of sleep. (Zumthor, 1998/2010, pp. 12-3)
If you want to say something, to make some argument, a building is a horrible choice as a medium. No possible arrangement of columns, walls, floors, ceilings, and other elements of the langue of architecture can convey anything close to what, for example, a text can.
References
- Egri, L. (1960). The Art of Dramatic Writing: Its Basis in the Creative Interpretation of Human Motives. The Writer.
- Eisenman, P. & Harrison, A. L. (2008). Ten canonical buildings 1950-2000. Rizzoli : Distributed to the U.S. trade by Random House.
- Kott, J. (2015). Shakespeare, Our Contemporary. Knopf Doubleday Publishing Group. (Original work published 1961)
- Zumthor, P. (2010). Thinking Architecture. Birkhäuser Basel. (Original work published 1998)